Auditing: Quality Management

by Wayne Bartlett

Does your firm's audit work meet the requirements of the new ISQM Quality Management standards? This course examines each step required for creating audit reports and how applying the new International Standards on Quality Management ensures the standards for quality are met.

price £75+vat
cpd hours 4 CPD hours
access 120 days' access

This course will enable you to

  • Adapt new policies, procedures and systems that facilitate effective quality management.
  • Use the ISQM 1 document effectively to ensure high standards in risk assessments, governance and leadership, and ethics.
  • Perform and document a review in accordance with ISQM 2
  • Use ISA 220 to enhance your ethical considerations when conducting audits.

About the course

Quality management is at the heart of effective auditing. To meet your professional duty of care, you must ensure your firm's reports and opinions are based on good quality work. That means that audit engagements must be fulfilled to the required quality standards, and failing to do so can have serious consequences.

This course provides a deeper understanding of the key quality standards for audit work. You will identify and apply all the key guidance on firm wide quality management specified in ISQM 1, as well as developing an understanding of ISQM on Engagement Quality Reviews, how to perform a review and how to document it. You will also review the responsibilities of audit engagement partners under ISA 220 (Revised) and the implications for leaders around maintaining ethical standards.

Look inside

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Contents

  • Effective quality management
    • The rise of quality management
    • What is quality management?
    • Policies and procedures
    • Key guidelines
    • Good reviews
    • Quality management and firms
    • Quality management and individuals
    • How quality reviews work
  • Quality management for firms
    • ISQM 1
    • New developments
    • Core requirements
    • Leadership, ethics, and clients
    • Engagement performance
    • Resources
    • Responses to identified risks
    • Trust the process
    • Monitoring and evaluation processes
  • Engagement quality reviews
    • The scope of ISQM 2
    • What's the point of ISQM 2?
    • Requirements
    • Performing the review
    • Documenting the review
    • The package
  • Quality management for audits
    • ISA 220
    • A suitable engagement
    • Leadership responsibilities
    • Ethical requirements
    • Resources
    • Engagement performance
    • From start to finish

How it works

Author

Wayne Bartlett

Wayne is an internationally acclaimed speaker and trainer on all aspects of public and private sector accounting and auditing standards. He has been instrumental in helping to develop the profession internationally and has taken lead roles in the development of new professional bodies and the accounting profession in Mozambique and Rwanda, and extensively involved in developing financial reporting in many countries across the globe.

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Access to this course
Total CPD unitshourshours4 unitshourshours21 units20 hours21 hours800+ unitshourshours800+ unitshourshours
Access period120 days120 days12 months12+ months
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team’s needs
Learn moreLearn moreLearn more
Recommended

Why not upgrade?

Find the best way to complete your CPD

Licence

All you need for this year and more.

Access to this course
Total CPD unitshourshours800+ unitshourshours
Access period12 months
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

Why not upgrade?

Find the best way to complete your CPD

Course

Need just a few unitshourshours?

Access to this course
Total CPD unitshourshours4 unitshourshours
Access period120 days
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs

Why not upgrade?

Find the best way to complete your CPD

Pick n Mix

All you need for this year's CPD.

Access to this course
Total CPD unitshourshours21 units20 hours21 hours
Access period120 days
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

Why not upgrade?

Find the best way to complete your CPD

Team

Keep your whole team up to date.

Access to this course
Total CPD unitshourshours800+ unitshourshours
Access period12+ months
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

Why not upgrade?

Find the best way to complete your CPD

Licence

Recommended

All you need for this year and more.

Access to this course
Total CPD unitshourshours800+ unitshourshours
Access period12 months
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

Course

Need just a few unitshourshours?

Access to this course
Total CPD unitshourshours4 unitshourshours
Access period120 days
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs

Pick n Mix

All you need for this year's CPD.

Access to this course
Total CPD unitshourshours21 units20 hours21 hours
Access period120 days
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

Team

Keep your whole team up to date.

Access to this course
Total CPD unitshourshours800+ unitshourshours
Access period12+ months
Audit-proof CPD completion certificate
Immediate access to our entire CPD catalogue
Exclusive news and CPD every week plus monthly webinars, all year round
Account manager on hand to support your team's needs
Learn more

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